SEC-Required Report on Routing of Customer Orders:
ORDER ROUTING QUARTERLY REPORT SEC RULE 606
In accordance with Regulation NMS Rule 606(b)(1) a customer can request that SUSA disclose the identity of the venue to which the customer”s orders were routed for execution in the six months prior to the request, whether the orders were directed orders or non-directed orders, and the time of the transactions, if any that resulted from such orders.
HARD COPY OF THIS REPORT IS AVAILABLE UPON REQUEST – FREE OF CHARGE. Price improvement is available under certain market conditions. SUSA posts quarterly order routing execution reports at: www.speedtraderpro.com. For additional information or to request a “Hard Copy” or “Identity of the Venue Disclosure”, please contact Stock USA Execution Services, Inc., via email: [email protected], fax: 845-622-4878, telephone: 800-874-3039, live chat: www.speedtraderpro.com or U.S. mail: 1717 Route 6, Attention: Compliance, Carmel, NY 10512.